utility preservation
OFMU: Optimization-Driven Framework for Machine Unlearning
Asif, Sadia, Amiri, Mohammad Mohammadi
Large language models deployed in sensitive applications increasingly require the ability to unlearn specific knowledge, such as user requests, copyrighted materials, or outdated information, without retraining from scratch to ensure regulatory compliance, user privacy, and safety. This task, known as machine unlearning, aims to remove the influence of targeted data (forgetting) while maintaining performance on the remaining data (retention). A common approach is to formulate this as a multi-objective problem and reduce it to a single-objective problem via scalarization, where forgetting and retention losses are combined using a weighted sum. However, this often results in unstable training dynamics and degraded model utility due to conflicting gradient directions. To address these challenges, we propose OFMU, a penalty-based bi-level optimization framework that explicitly prioritizes forgetting while preserving retention through a hierarchical structure. Our method enforces forgetting via an inner maximization step that incorporates a similarity-aware penalty to decorrelate the gradients of the forget and retention objectives, and restores utility through an outer minimization step. To ensure scalability, we develop a two-loop algorithm with provable convergence guarantees under both convex and non-convex regimes. We further provide a rigorous theoretical analysis of convergence rates and show that our approach achieves better trade-offs between forgetting efficacy and model utility compared to prior methods. Extensive experiments across vision and language benchmarks demonstrate that OFMU consistently outperforms existing unlearning methods in both forgetting efficacy and retained utility.
Reveal and Release: Iterative LLM Unlearning with Self-generated Data
Xie, Linxi, Teng, Xin, Ke, Shichang, Wen, Hongyi, Wang, Shengjie
Large language model (LLM) unlearning has demonstrated effectiveness in removing the influence of undesirable data (also known as forget data). Existing approaches typically assume full access to the forget dataset, overlooking two key challenges: (1) Forget data is often privacy-sensitive, rare, or legally regulated, making it expensive or impractical to obtain (2) The distribution of available forget data may not align with how that information is represented within the model. To address these limitations, we propose a ``Reveal-and-Release'' method to unlearn with self-generated data, where we prompt the model to reveal what it knows using optimized instructions. To fully utilize the self-generated forget data, we propose an iterative unlearning framework, where we make incremental adjustments to the model's weight space with parameter-efficient modules trained on the forget data. Experimental results demonstrate that our method balances the tradeoff between forget quality and utility preservation.
LLM Unlearning using Gradient Ratio-Based Influence Estimation and Noise Injection
Anjarlekar, Ameya, Pombra, Sandeep
Existing empirical methods often yield incomplete forgetting or unintended degradation of unrelated knowledge due to poor localization. In this work, we propose GRIN: a modular and targeted framework for LLM unlearning. GRIN introduces a novel gradient-ratio-based metric to identify parameters most responsible for memorizing forget data. We then perform selective noise injection into these parameters prior to fine-tuning, which improves unlearning performance while maintaining model utility. Finally, we propose new evaluation metrics tailored to the LLM setting and validate our approach on standard benchmarks such as TOFU, WMDP, and SafePKU. Content Warning: This paper contains examples of critically harmful language.
AlphaSteer: Learning Refusal Steering with Principled Null-Space Constraint
Sheng, Leheng, Shen, Changshuo, Zhao, Weixiang, Fang, Junfeng, Liu, Xiaohao, Liang, Zhenkai, Wang, Xiang, Zhang, An, Chua, Tat-Seng
As LLMs are increasingly deployed in real-world applications, ensuring their ability to refuse malicious prompts, especially jailbreak attacks, is essential for safe and reliable use. Recently, activation steering has emerged as an effective approach for enhancing LLM safety by adding a refusal direction vector to internal activations of LLMs during inference, which will further induce the refusal behaviors of LLMs. However, indiscriminately applying activation steering fundamentally suffers from the trade-off between safety and utility, since the same steering vector can also lead to over-refusal and degraded performance on benign prompts. Although prior efforts, such as vector calibration and conditional steering, have attempted to mitigate this trade-off, their lack of theoretical grounding limits their robustness and effectiveness. To better address the trade-off between safety and utility, we present a theoretically grounded and empirically effective activation steering method called AlphaSteer. Specifically, it considers activation steering as a learnable process with two principled learning objectives: utility preservation and safety enhancement. For utility preservation, it learns to construct a nearly zero vector for steering benign data, with the null-space constraints. For safety enhancement, it learns to construct a refusal direction vector for steering malicious data, with the help of linear regression. Experiments across multiple jailbreak attacks and utility benchmarks demonstrate the effectiveness of AlphaSteer, which significantly improves the safety of LLMs without compromising general capabilities. Our codes are available at https://github.com/AlphaLab-USTC/AlphaSteer.
A Comprehensive Survey of Machine Unlearning Techniques for Large Language Models
Geng, Jiahui, Li, Qing, Woisetschlaeger, Herbert, Chen, Zongxiong, Wang, Yuxia, Nakov, Preslav, Jacobsen, Hans-Arno, Karray, Fakhri
This study investigates the machine unlearning techniques within the context of large language models (LLMs), referred to as \textit{LLM unlearning}. LLM unlearning offers a principled approach to removing the influence of undesirable data (e.g., sensitive or illegal information) from LLMs, while preserving their overall utility without requiring full retraining. Despite growing research interest, there is no comprehensive survey that systematically organizes existing work and distills key insights; here, we aim to bridge this gap. We begin by introducing the definition and the paradigms of LLM unlearning, followed by a comprehensive taxonomy of existing unlearning studies. Next, we categorize current unlearning approaches, summarizing their strengths and limitations. Additionally, we review evaluation metrics and benchmarks, providing a structured overview of current assessment methodologies. Finally, we outline promising directions for future research, highlighting key challenges and opportunities in the field.
Towards Robust Knowledge Unlearning: An Adversarial Framework for Assessing and Improving Unlearning Robustness in Large Language Models
Yuan, Hongbang, Jin, Zhuoran, Cao, Pengfei, Chen, Yubo, Liu, Kang, Zhao, Jun
LLM have achieved success in many fields but still troubled by problematic content in the training corpora. LLM unlearning aims at reducing their influence and avoid undesirable behaviours. However, existing unlearning methods remain vulnerable to adversarial queries and the unlearned knowledge resurfaces after the manually designed attack queries. As part of a red-team effort to proactively assess the vulnerabilities of unlearned models, we design Dynamic Unlearning Attack (DUA), a dynamic and automated framework to attack these models and evaluate their robustness. It optimizes adversarial suffixes to reintroduce the unlearned knowledge in various scenarios. We find that unlearned knowledge can be recovered in $55.2\%$ of the questions, even without revealing the unlearned model's parameters. In response to this vulnerability, we propose Latent Adversarial Unlearning (LAU), a universal framework that effectively enhances the robustness of the unlearned process. It formulates the unlearning process as a min-max optimization problem and resolves it through two stages: an attack stage, where perturbation vectors are trained and added to the latent space of LLMs to recover the unlearned knowledge, and a defense stage, where previously trained perturbation vectors are used to enhance unlearned model's robustness. With our LAU framework, we obtain two robust unlearning methods, AdvGA and AdvNPO. We conduct extensive experiments across multiple unlearning benchmarks and various models, and demonstrate that they improve the unlearning effectiveness by over $53.5\%$, cause only less than a $11.6\%$ reduction in neighboring knowledge, and have almost no impact on the model's general capabilities.
MUSE: Machine Unlearning Six-Way Evaluation for Language Models
Shi, Weijia, Lee, Jaechan, Huang, Yangsibo, Malladi, Sadhika, Zhao, Jieyu, Holtzman, Ari, Liu, Daogao, Zettlemoyer, Luke, Smith, Noah A., Zhang, Chiyuan
Language models (LMs) are trained on vast amounts of text data, which may include private and copyrighted content. Data owners may request the removal of their data from a trained model due to privacy or copyright concerns. However, exactly unlearning only these datapoints (i.e., retraining with the data removed) is intractable in modern-day models. This has led to the development of many approximate unlearning algorithms. The evaluation of the efficacy of these algorithms has traditionally been narrow in scope, failing to precisely quantify the success and practicality of the algorithm from the perspectives of both the model deployers and the data owners. We address this issue by proposing MUSE, a comprehensive machine unlearning evaluation benchmark that enumerates six diverse desirable properties for unlearned models: (1) no verbatim memorization, (2) no knowledge memorization, (3) no privacy leakage, (4) utility preservation on data not intended for removal, (5) scalability with respect to the size of removal requests, and (6) sustainability over sequential unlearning requests. Using these criteria, we benchmark how effectively eight popular unlearning algorithms on 7B-parameter LMs can unlearn Harry Potter books and news articles. Our results demonstrate that most algorithms can prevent verbatim memorization and knowledge memorization to varying degrees, but only one algorithm does not lead to severe privacy leakage. Furthermore, existing algorithms fail to meet deployer's expectations because they often degrade general model utility and also cannot sustainably accommodate successive unlearning requests or large-scale content removal. Our findings identify key issues with the practicality of existing unlearning algorithms on language models, and we release our benchmark to facilitate further evaluations: muse-bench.github.io
Practical Unlearning for Large Language Models
Gao, Chongyang, Wang, Lixu, Weng, Chenkai, Wang, Xiao, Zhu, Qi
While LLMs have demonstrated impressive performance across various domains and tasks, their security issues have become increasingly severe. Machine unlearning (MU) has emerged as a promising solution to address these issues by removing the influence of undesired data on the target model without compromising its utility in other aspects. MU typically assumes full access to the original training data to preserve utility, which is difficult to achieve in LLM unlearning. Existing LLM unlearning methods often assume access to data most affected by undesired data unlearning. However, this assumption underestimates the entanglement among various LLM capabilities and ignores data access limitations due to various issues. Moreover, these LLM unlearning methods do not sufficiently consider that unlearning requests in real-world scenarios are continuously emerging. To overcome these challenges and achieve practical LLM unlearning, we propose the O3 framework. The O3 framework includes an Out-Of-Distribution (OOD) detector to measure the similarity between input and unlearning data, and an Orthogonal low-rank adapter (LoRA) for continuously unlearning requested data. The OOD detector is trained with a novel contrastive entropy loss and utilizes a local-global layer-aggregated scoring mechanism. The orthogonal LoRA achieves parameter disentanglement among continual unlearning requests. During inference, our O3 framework can smartly decide whether and to what extent to load the unlearning LoRA based on the OOD detector's predictions. Notably, O3's effectiveness does not rely on any retained data. We conducted extensive experiments on O3 and state-of-the-art LLM unlearning methods across three tasks and seven datasets. The results indicate that O3 consistently achieves the best trade-off between unlearning effectiveness and utility preservation, especially when facing continuous unlearning requests.